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Underlying Funds
The asset allocation of the NextGen portfolios are recommended by the respective
investment manager and approved by the Finance Authority of Maine (FAME). The following chart illustrates the target
allocations effective November 16, 2009. Allocations are subject to change.
NextGen investors do not have any direct ownership in the underlying funds. See
the NextGen Program Description and Supplements, if any, for details.
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Domestic Equity Funds |
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Allianz NACM Growth Fund |
0% |
0% |
0% |
6.5% |
0% |
|
Allianz NFJ Dividend Value Fund |
0% |
0% |
100% |
0% |
0% |
|
Allianz NFJ Large-Cap Value Fund |
0% |
0% |
0% |
8% |
5% |
|
Alllianz NFJ Small-Cap Value Fund |
0% |
0% |
0% |
5% |
0% |
|
Allianz OCC Opportunity Fund |
0% |
0% |
0% |
2.5% |
0% |
|
Allianz RCM Disciplined Equity Fund |
0% |
0% |
0% |
6% |
0% |
|
Allianz RCM Large-Cap Growth Fund |
0% |
0% |
0% |
5% |
0% |
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International Equity Funds |
|
Allianz NACM Emerging Markets Opportunities Fund |
0% |
0% |
0% |
6% |
0% |
|
Allianz NACM International Fund |
0% |
0% |
0% |
11% |
0% |
|
Allianz NFJ International Value Fund |
0% |
0% |
0% |
13% |
0% |
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Alternative Investment Funds |
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Allianz RCM Global Resources Fund |
0% |
0% |
0% |
2% |
0% |
|
PIMCO Commodity Real Return Strategy Fund |
0% |
0% |
0% |
5% |
0% |
|
PIMCO Real Estate Real Return Strategy Fund |
0% |
0% |
0% |
5% |
0% |
|
Investment Grade Fixed Income Fund |
|
PIMCO Foreign Bond Fund (Hedged) |
0% |
0% |
0% |
0% |
5% |
|
PIMCO Foreign Bond Fund (Unhedged) |
0% |
0% |
0% |
6% |
0% |
|
PIMCO Income Fund |
0% |
0% |
0% |
0% |
10% |
|
PIMCO Investment Grade Corporate Bond Fund |
0% |
0% |
0% |
5% |
5% |
|
PIMCO Real Return Fund |
100% |
0% |
0% |
0% |
30% |
|
PIMCO Short-Term Bond Fund |
0% |
0% |
0% |
0% |
15% |
|
PIMCO Total Return Fund |
0% |
100% |
0% |
0% |
20% |
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Non-Investment Grade Fixed Income Fund |
|
PIMCO Diversified Income Fund |
0% |
0% |
0% |
10% |
10% |
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PIMCO Emerging Local Bond Fund |
0% |
0% |
0% |
4% |
0% |
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Domestic Equity Funds |
|
BlackRock Basic Value Fund, Inc. |
14% |
12% |
9% |
7% |
4% |
1% |
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BlackRock Fundamental Growth Fund, Inc. |
14% |
12% |
9% |
7% |
4% |
1% |
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BlackRock Large Cap Core Fund |
14% |
12% |
9% |
7% |
4% |
1% |
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BlackRock S&P 500® Index Fund1 |
14% |
12% |
9% |
7% |
4% |
1% |
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BlackRock Value Opportunities Fund, Inc. |
8% |
6% |
5% |
3% |
2% |
0% |
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BlackRock Small Cap Growth Fund II |
8% |
5% |
5% |
3% |
3% |
0% |
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International Equity Funds |
|
BlackRock International Value Fund |
9% |
8% |
6% |
4% |
2% |
0% |
|
BlackRock International Index Fund |
9% |
7% |
6% |
4% |
3% |
1% |
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Investment Grade Fixed Income Funds |
|
BlackRock Short Term Bond Fund |
4% |
10% |
13% |
13% |
12% |
20% |
|
BlackRock Total Return Fund |
4% |
11% |
14% |
14% |
12% |
10% |
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Non-Investment Grade Fixed Income Fund |
|
BlackRock High Income Fund |
2% |
5% |
7% |
7% |
6% |
0% |
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Cash Allocation Account |
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Cash Allocation Account |
0% |
0% |
8% |
24% |
44% |
65% |
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1 S&P 500 is a registered trademark of The McGraw-Hill Companies.
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Domestic Equity Funds |
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BlackRock Basic Value Fund, Inc. |
16% |
12% |
0% |
0% |
0% |
0% |
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BlackRock Fundamental Growth Fund, Inc. |
16% |
12% |
0% |
0% |
0% |
0% |
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BlackRock Large Cap Core Fund |
16% |
12% |
0% |
100% |
0% |
0% |
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BlackRock Large Cap Growth Fund |
0% |
0% |
0% |
0% |
100% |
0% |
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BlackRock S&P 500® Index Fund1 |
16% |
12% |
0% |
0% |
0% |
0% |
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BlackRock Value Opportunities Fund, Inc. |
8% |
6% |
0% |
0% |
0% |
0% |
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BlackRock Small Cap Growth Fund II |
8% |
6% |
0% |
0% |
0% |
0% |
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International Equity Funds |
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BlackRock International Value Fund |
10% |
7% |
0% |
0% |
0% |
0% |
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BlackRock International Index Fund |
10% |
8% |
0% |
0% |
0% |
0% |
Mixed Asset Fund
(The Fund may invest in the Domestic Equity, International
Equity, Investment Grade Debt, Non-investment Grade Debt and Money Market Securities
investment sectors ) |
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BlackRock Global Allocation Fund, Inc. |
0% |
0% |
0% |
0% |
0% |
100% |
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Investment Grade Fixed Income Funds |
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BlackRock Short Term Bond Fund |
0% |
9% |
39% |
0% |
0% |
0% |
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BlackRock Total Return Fund |
0% |
10% |
40% |
0% |
0% |
0% |
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Non-Investment Grade Fixed Income Fund |
|
BlackRock High Income Fund |
0% |
5% |
20% |
0% |
0% |
0% |
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Cash Allocation Account |
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Cash Allocation Account |
0% |
1% |
1% |
0% |
0% |
0% |
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1 S&P 500 is a registered trademark of The McGraw-Hill Companies.
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Domestic Equity Funds |
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Eaton Vance Large-Cap Value Fund |
100% |
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Domestic Equity Funds |
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Franklin Flex Cap Growth Fund |
25% |
18.75% |
12.50% |
6.25% |
0% |
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Franklin Small-Mid Cap Growth Fund |
25% |
18.75% |
12.50% |
6.25% |
0% |
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Mutual Shares Fund |
20% |
15% |
10% |
5% |
0% |
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International Equity Funds |
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Mutual European Fund |
21% |
15.75% |
10.50% |
6% |
0% |
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Templeton Foreign Fund |
9% |
6.75% |
4.50% |
1.50% |
0% |
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Investment Grade Fixed Income Fund |
|
Franklin Total Return Fund |
0% |
5% |
10% |
15% |
20% |
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Franklin U.S. Government Securities Fund |
0% |
10% |
20% |
30% |
40% |
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Templeton Global Bond Fund |
0% |
2.5% |
5% |
7.5% |
10% |
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Non-Investment Grade Fixed Income Fund |
|
Franklin Strategic Income Fund |
0% |
2.5% |
5% |
7.5% |
10% |
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Cash Allocation |
|
Cash Allocation Account |
0% |
5% |
10% |
15% |
20% |
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Domestic Equity Funds |
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Franklin Flex Cap Growth Fund |
25% |
18.75% |
12.5% |
0% |
0% |
0% |
0% |
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Franklin Small-Mid Cap Growth Fund |
25% |
18.75% |
12.5% |
0% |
0% |
0% |
100% |
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Franklin Small Cap Value Fund |
0% |
0% |
0% |
0% |
0% |
100% |
0% |
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Mutual Shares Fund |
20% |
15% |
10% |
0% |
100% |
0% |
0% |
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International Equity Funds |
|
Mutual European Fund |
21% |
15.75% |
10.5% |
0% |
0% |
0% |
0% |
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Templeton Foreign Fund |
9% |
6.75% |
4.5% |
0% |
0% |
0% |
0% |
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Investment Grade Fixed Income Fund |
|
Franklin Total Return Fund |
0% |
5% |
10% |
0% |
0% |
0% |
0% |
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Franklin U.S. Government Securities Fund |
0% |
10% |
20% |
0% |
0% |
0% |
0% |
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Templeton Global Bond Fund |
0% |
2.5% |
5% |
100% |
0% |
0% |
0% |
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Non-Investment Grade Fixed Income Fund |
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Franklin Strategic Income Fund |
0% |
2.5% |
5% |
0% |
0% |
0% |
0% |
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Cash Allocation |
|
Cash Allocation Account |
0% |
5% |
10% |
0% |
0% |
0% |
0% |
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Domestic Equity Funds |
|
MFS Growth Fund |
15% |
10% |
5% |
0% |
0% |
0% |
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MFS New Discovery Fund |
5% |
0% |
0% |
0% |
0% |
0% |
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MFS Value Fund |
15% |
15% |
15% |
15% |
15% |
10% |
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Mass. Investors Growth Stock Fund |
20% |
15% |
10% |
5% |
5% |
0% |
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Mass. Investors Trust |
10% |
10% |
15% |
15% |
15% |
10% |
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MFS Mid-Cap Value |
15% |
10% |
5% |
0% |
0% |
0% |
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International Equity Funds |
|
MFS Research International Fund |
10% |
15% |
10% |
10% |
5% |
0% |
|
MFS International New Discovery |
10% |
5% |
0% |
0% |
0% |
0% |
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Investment Grade Fixed Income Funds |
|
MFS Limited Maturity Fund |
0% |
0% |
0% |
15% |
20% |
20% |
|
MFS Govt. Securities Fund |
0% |
5% |
10% |
10% |
10% |
15% |
|
MFS Research Bond Fund |
0% |
10% |
20% |
20% |
20% |
25% |
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Non-Investment Grade Fixed Income Fund |
|
MFS High Yield Opportunities Fund |
0% |
5% |
5% |
0% |
0% |
0% |
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Cash Allocation |
|
Cash Allocation Account |
0% |
0% |
5% |
10% |
10% |
20% |
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Domestic Equity Funds |
|
MFS Growth Fund |
15% |
0% |
0% |
0% |
|
MFS New Discovery Fund |
5% |
0% |
0% |
0% |
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MFS Value Fund |
15% |
0% |
100% |
0% |
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Mass. Investors Growth Stock Fund |
20% |
0% |
0% |
0% |
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Mass. Investors Trust |
10% |
0% |
0% |
0% |
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MFS Mid-Cap Value Fund |
15% |
0% |
0% |
0% |
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International Equity Funds |
|
MFS International New Discovery Fund |
10% |
0% |
0% |
0% |
|
MFS Research International Fund |
10% |
0% |
0% |
100% |
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Investment Grade Fixed Income Funds |
|
MFS Govt. Securities Fund |
0% |
30% |
0% |
0% |
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MFS Research Bond Fund |
0% |
40% |
0% |
0% |
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Non-Investment Grade Fixed Income Fund |
|
MFS High Yield Opportunities Fund |
0% |
30% |
0% |
0% |
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International Equity Fund |
|
Thornburg International Value Fund |
100% |
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The investments of the Principal Plus Portfolio will include guaranteed investment
contracts (GIC) issued by one or more insurance companies, and may also invest in
corporate fixed income investments or similar instruments. The initial GIC will
be issued to the Investment Fund of the Maine College Savings Program Fund. Transamerica
Life Insurance Company (Transamerica) will issue the initial GIC and guarantees
principal, accumulated interest and future interest rates to the Investment Fund.
Transamerica's commitment to the Investment Fund is based solely on its ability
to pay its obligations from its general account. The commitment to the Investment
Fund is not secured by any collateral.
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Please remember there's always the potential of losing money when you invest in securities.
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The NextGen Plan is a Section 529 plan administered by the Finance Authority of Maine. Before you invest in the NextGen plan, request a NextGen College Investing Plan Program Description from us and read it carefully. The Program Description contains more complete information, including investment objectives, charges, expenses and risks of investing in the NextGen plan, which you should carefully consider before investing. You also should consider whether your home state or your designated beneficiary’s home state offers any state tax or other benefits that are only available for investments in such state’s 529 plan. Merrill Lynch, Pierce, Fenner & Smith Incorporated is the program manager, underwriter and distributor.
Merrill Lynch Wealth Management makes available products and services offered, sponsored, managed, distributed or provided by Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S) and other affiliates and subsidiaries of Bank of America Corporation, or in which Bank of America Corporation has a substantial economic interest, including BlackRock, Inc.
Investment products:
| Are Not FDIC Insured |
Are Not Bank, State or Federal Guaranteed |
May Lose Value |
MLPF&S is a registered broker-dealer, member Securities Investor Protection Corporation (SIPC) and a wholly owned subsidiary of Bank of America Corporation.
Any information presented about tax considerations affecting your financial transactions or arrangements is not intended as tax advice and cannot be relied on to avoid any tax penalties. Neither Merrill Lynch nor its Financial Advisors provide tax, accounting or legal advice. You should review any planned financial transactions or arrangements that may have tax, accounting or legal implications with your personal professional advisors.
© 2010
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